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CSI Canadian Securities Course Exam 1 Sample Questions:

1. Where would the description da company's fixed assets normallybe found?

A) In the notes to the financial statements
B) In the statement of financial position.
C) In the annual report
D) In the auditor report

2. When a company issues a number of common shares, some of which areheld by institutional investors, what are the institutional investors' shares known as?

A) Market capitalization shares.
B) Public float shares.
C) Outstanding shares.
D) issued shares

3. ABT Ltd. is currently trading at $65. An investor buys five ABT July 55 put options for $2each. Ignoring commissions, what price must ABT Ltd. common shares trade at for theinvestor to break even on her put options?

A) $63
B) $53
C) $55
D) $57

4. What Is the requirementestablished by the Canadian Radio-television and Telecommunications Commission that applies to an advisor who is cold calling potential new clients?

A) An advisor must make sales calls only during regular business hours
B) An advisor must advise DNCL registrants within the first minute that it is a sales call
C) An advisor must subscribe to the National Do Not car List (DNCL)
D) An advisor must not can any person who has been a DNCL registrant for more than one day

5. What type of unemployment is caused by normal labour turnover such as completing school or changing employment?

A) Cyclical
B) Frictional
C) Structural
D) Natural

Solutions: